To help you get started right now
Sample Intake Forms
Important Note! When you send this form to your client, let them know to save it to their desktop and then attach it to their reply back to you. Trying to use the mail function inside the form, itself, will not work.
We have provided a second client intake form form for information not needed for Nutshell but you might need to discuss estate planning, insurance planning, and information on the client’s other advisors.
What Client Needs To Bring To Appointment
- Latest Tax Return — Federal and State
- Most recent Social Security Statements
- Most recent statements for employer retirement plans
- Recent statements for investment accounts not held here
- Balances and payment amounts for mortgages and other ongoing debts
- Recent payroll statement, if applicable
If you are charging clients for preparing their plan under LPL’s Hourly Consulting Program, please print out the disclaimer and submit it to LPL along with the Plan you prepared for LPL’s prior approval. Then be sure to give the Disclaimer to the client along with the Nutshell plan you prepared for them.